• Sunil kumar KN, Chief Compliance Officer

    Sunil kumar KN, Chief Compliance Officer

  • Enterprise ethics and compliance executives represent a rapidly maturing profession. It began to emerge in the late 1980s when several government initiatives and high level commissions began recommending that specific senior-level personnel should have responsibility for overseeing an organization's compliance and ethics program. These key business leaders are responsible not only for maintaining compliance, but also for upholding what is arguably an organization's most valuable asset: its reputation. Now, what separates a `good' ethics and compliance program from a `great' one? The answer to it is probably lies in the professional journey of Sunil Kumar KN. Sunil Kumar KN is a professional banker with twenty four years of combined experience, as in-house Compliance Adviser and Legal Attorney. He has extensive exposure and practical experience, in leadership roles in regulatory compliance, business advisory and banking laws with Federal Bank, Standard Chartered Bank, Reserve Bank of India (Banking Regulator) and other commercial banks.

  • Sunil Kumar KN: Exemplifying That Law Abiding Is About Principles

Enabling Globally Coordinated Approach

By: Anamika Sahu, Managing Editor

The world has transformed from a global place to a local village, and is rightly called glocal, the scope for companies to enter newer geographies are just opening up each day. However,

How Investors are Seeing Future Growth in the Trading of Crypto Coins

By: Sathvik Vishwanath, Co-Founder And CEO, Unocoin

According to a report by Markets And Markets, the cryptocurrency market is expected to grow at a CAGR of 6.18 percent during 2019-2024, from $1.03 billion in 2019 to

Top 10 Chief Compliance Officer - 2020

A Time of Evolution in Travel?

By: Vinay Malhotra, Regional Group COO (South Asia, Middle East & North Africa And Americas), VFS Global

After months of being in lockdown with vacation plans on hold, the gradual resumption of international travel has easily become one of the most anticipated events for people across the globe. Several studies have shown that while the


TechFin Companies are Advancing Backend Technologies for the Digital Lending Companies

By: Rajendra Awasthi, Co-Founder, Epikindifi

In the age of rapid technology changes, Financial Industry has probably been at the forefront of many new technological innovations such as mobile banking and digital currencies. The crumbling of entry barriers has seen a new set of entities in the


Five Themes That Will Shape Future Office Demand Globally

By: Lee Elliott, Global Head - Occupier Research, Knight Frank

Office space has never been more in the public eye. While real estate for occupiers has become a strategic priority for business, the workplace represents a strategic lever available to business leaders to pursue a


Digital Transformation: Reinventing Business Processes from the Bottom-Up

By: Aditya Arora, Managing Director, Teleperformance

Today's markets are in the midst of a disruption. Given the scenario, the change in technology adoption and consumer habits is causing a direct shift in business priorities. However, the overall


Expectations from UI/UX startups in India’s digital journey to financial inclusion

By: Neeraj Kumar, Product Head For MSME Vertical, Muthoot Fincorp

As per estimates there is up to 10 percent penetration in exposure to financial market against an average of 90 percent in developed economies. This can be attributed to the weak financial


Going ‘Vocal For Local’ Is The Key To Unlocking Startup and Economic Growth

By: Pravin Khandelwal, Managing Director, Pranay Care And Director, Leadership & Motivation, Risers Accelerator

They say that the punch that knocks you out isn't often the hardest one; it's the one that you don't see coming.


Learnings from 2020: Digitization Spurs Growth to Counter COVID-19 Challenges

By: Ram Sukumar, CEO & Co-Founder, Indium Software

Charles Dickens' novel `A Tale of Two Cities' begins with the line `It was the best of times, it was the worst of times.' The description would fit the year


Technology is the Lifeline of MSMEs

By: Mehernosh Tata, CEO, Edelweiss Retail Finance

Technology has emerged as a lifeline for every enterprise, more so in the recent times since the push to go digital has been on rise. On the other hand, the need to provide real-time service and not just


Dear CEO, Here’s Your CAIO

By: Girish Managoli, Chief Architect, Mindtree

Dear CEO, you are productive with an effective C-suite. You have assembled an eclectic group of COO, CFO, CIO, CMO, CSO, CHRM (now often referred as CPO) and other distinguished CXOs. Allow us to introduce a new member to your team


How Traditional or Mainline Mediums & Content Can Stay Relevant in the Digital Times

By: Sahil Vaidya, Co-Founder, The Minimalist

Over the course of the last seven decades, Indian advertising has evolved to an extent, where it's safe to say that it is indicative of the changes, the country's economy and society has undergone.

  • Top 10 Chief Compliance Officer - 2020

    New and reformation in regulation in the banking sector have made it a highly challenging task for banks to maintain regulatory compliance. In recent times, the regulation volume has caught really a notable height, for protection against criminals and frauds. For this particular reason, an appointed Chief Compliance Officer, along with core skills, should be equally capable of leading from the front and a highly appreciated peer by others in the same designation band. The role defined by topnotch business establishments' states that a Chief Compliance Officer must have the duly characteristics to work with business leaders for understanding them, and help them achieve the goals. A Chief Compliance Officer must be endowed with the ability to being transparent and must have a thorough understanding of the regulatory environment ­ how it implements new reforms, and how the new reforms align with the company where the Chief Compliance Officer works. Former Chief Compliance Officers, who are enriched with experience and knowledge, states that a personality with the vision to compel key stakeholders by leading the process should be entitled to the designation. With its brick-strong understanding of the business objectives and regulatory environment, a Chief Compliance Officer crafts creative solutions, and consequently removes between the regulator demands and the company's goals. An excellent communicator, ranging from communication with business production units, board members, finance regulators, and internal auditor, the qualities are extremely rare and tough to check before assigning. In this issue of the CEO Insights magazine, a list of such Chief Compliance Officer, with the title `Top 10 Chief Compliance Officer - 2020', is presented to let the business world know how fluently and efficiently they are solving toughest challenges with ease. By a team of industry veterans, former Chief Consulting Officers, CEOs and VCs, and the CEO Insights magazine, the selected Chief Compliance Officers tell the stories which are encouraging and motivating, and full of detailed information.

Top 10 Chief Compliance Officer - 2020

Company Logo Company Management Company Name Company Description
Buzzworks Business Services Devdutt G Menon,Global Head ­ Legal & Compliance Buzzworks Business Services A lawyer with a vision of spreading the power of core competencies through words and highly skilled in drafting, compliance management, statutory and regulatory compliance, vetting, investigation and crisis management, employee engagement and interactions.
MMTC PAMP India Hitesh Kalia,Chief Risk & Compliance Officer MMTC PAMP India A culture curator, a cross-functional risk officer, enabler, and regulator with vast experience, work ethics, and resilience
R&D Multiples Jaimin Kothari,Chief Compliance Officer R&D Multiples Using his immense industry expertise and experience to be an efficient and effective CCO
Yes Asset Management Nehal Shah,Chief Compliance Officer Yes Asset Management Integrating her professional acumen / knowledge with wisdom to guide the organisation in achieving the right compliance culture
Agarwal Group Nisha Goswami,Chief Compliance Officer Agarwal Group A workaholic leader who is dedicated and devoted towards her ideas, thus making dreams turn into realty through hardwork and resilience
National Commodity & Derivatives Exchange (NCDEX) Seema Nayak,Chief Compliance Officer National Commodity & Derivatives Exchange (NCDEX) An exemplary individual that ensures things get done in an efficient and effective manner
Ramky Enviro Engineers Shujath Bin Ali,Chief Compliance Officer Ramky Enviro Engineers He is privileged to be the youngest Chairman of the Institute of Company Secretaries of India-Hyderabad Chapter and also serving as Member of Executive Committee of Indian Corporate Counsel Association
Federal Bank Sunilkumar KN,Chief Compliance Officer Federal Bank 24+ years' experienced personality, having outstanding knowledge of compliance advising and legality of finance, is driving the growth for the bank
Caspian Vandana Bhatia,CS & Chief Compliance Officer Caspian A highflier steadily striding towards her goal with determination, acute brilliance and perseverance, surpassing the hardships with proactive strategies
Beghou Consulting Vinod Mulanjur,Chief Compliance Officer Beghou Consulting He has 17+ years' experience in quality management system implementation, computer system validation, gxp due diligence, and is helping in risk assessment